A blue sky law is a state law in the United States that regulates the offering and sale of securities to protect the public from fraud. Though the specific provisions of these laws vary among states, they all require the registration of all securities offerings and sales, as well as of stock brokers and brokerage firms. Each state’s blue sky law is administered by its appropriate regulatory agency, and most also provide private causes of action for private investors who have been injured by securities fraud.
SCG can assist in registration under Blue-Sky laws
› Prepare and file documents for exemption registration (Form D) with the SEC (fee included)
› Prepare and file “blue-sky” notice in state where first security sale occurs** Additional disbursements (extra):
› State “blue sky” fee (varies from $300 to $1,800)
Contact us for pricing.
Full payment is required up-front. Payments can be made in U.S. Dollars ($). Our preferred form of payment is bank wire transfer, banking details will be provided on request. Once payment has been received in full the client questionnaire will be sent via email.